Financial Regulator

A Financial Regulator ensures compliance in the financial sector by overseeing institutions’ adherence to laws and regulations. You might assess financial services licence applications, conduct audits, or investigate compliance breaches. Financial Regulators also develop policies to reduce risks and work with regulatory bodies and financial institutions to improve standards and protect consumers.

Financial Regulators need strong analytical skills, attention to detail, and a solid understanding of economic legislation, along with effective communication and collaboration skills.

Future demand Medium
Average yearly income $78,000
Skill level Advanced

How do I become a financial regulator?

All skill levels Beginner Experienced

Bachelor of Finance

Blended, On Campus
3 years
$0 - $41,928
  • There are no mandated entry requirements.
Additional requirements may apply.

Bachelor of Business (Banking and Finance)

Blended, On Campus
3 years
$0 - $105,000
  • There are no mandated entry requirements.
Additional requirements may apply.
  • There are no mandated entry requirements.
Additional requirements may apply.
*Showing course fees for all providers. Some providers may not be available in your area.

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Further reading

Choosing a security licence course in Australia: A step-by-step guide for jobseekers

10th November 2023)

Most popular finance courses

13th June 2022)

What can you do with a Certificate IV in Finance and Mortgage Broking?

11th January 2022)